View Post

IS THIS THE DEATH KNELL FOR THAILAND’S ‘INDEPENDENT FINANCIAL ADVISERS’

In boiler rooms, independent financial advisers by Andrew Drummond2 Comments

THAI SECURITY EXCHANGE BRINGS CRIMINAL CHARGES – SOME ARE LEAVING AND WEBSITES ARE DOWN With the announcement this week that Thailand’s Securities Exchange Commission is taking criminal action against an unregistered financial adviser almost certainly other cases will follow. But unfortunately, as is the case of international banks when they are caught out doing such things as laundering money for …